by RICHARD E. BERG-ANDERSSON "The
Green Papers" staff September 17, 2000
One day, during some heated political discussion among myself
and a group of friends several years ago, one of my friends forcefully declared,
"As an American Citizen, I have a RIGHT to vote for my choice for President of
the United States". While this particularly firm retort was not directed at me,
I could not help but jump in with a curt "No you don't!" This seemed to catch my
friend a bit off-guard: "W-what do you mean?", he sputtered. "Very simple",
I responded, "you don't have ANY right to vote for President- or Vice
President, for that matter!"
One of my other friends in this discussion, thinking he had
this all figured out, wryly smiled and said: "I get it! We don't actually vote
for President and Vice President; we, in reality, vote for ELECTORS who,
theoretically, choose the President and Vice President for us, though they
really just rubber stamp whichever presidential candidate has won our
State's popular vote!!". To which I replied, "Yes- that's true enough: but we
still don't have any RIGHT to vote for these Electors, either directly or
indirectly". Now, HE was confused!
I pulled out an Almanac with the text of the Constitution of
the United States inside and read from Article II, Section 1, clause 2: "Each
State shall appoint, in such Manner as the Legislature thereof may
direct, a Number of Electors, equal to the whole Number of Senators and
Representatives to which the State may be entitled in the Congress". I looked
around me- there was not a hint of recognition: that is, until I emphatically
repeated one clause, "in such Manner as the Legislature thereof may
direct"... I could see the "light bulbs" going on one by one until one
of my friends said, "In other words, the State Legislature could legally decide
not to allow us to choose the Presidential Electors- either
directly or indirectly- by popular vote. Right?" "BINGO!!", I
shouted.
The friend who had first asserted his "right" to vote for
President was appalled by this possibility and asserted that he would "kick the
bums out- all of 'em!: any legislator who would dare vote for, and any Governor
who would be stupid enough to sign, a bill which would not let me vote for our
Nation's highest office", to which I wryly noted that "I would be surprised if
you didn't want to do just that... but, of course, you wouldn't even THINK about
doing that until AFTER they had already taken your vote for President away-
correct?" Everyone nodded: they then acknowledged that they hadn't really
thought about this before.
This story illustrates the typical American's view of his or
her "right to vote" as it relates to the choice of the man or woman who will
fill the office of the Presidency. Many are blissfully unaware- at least it
rarely, if ever, pervades their everyday consciousness- that they do NOT
directly vote for President or Vice-President; most have some vague notion that
there is this "Electoral College" and that the candidates for those high offices
get something called "Electoral Votes" which is somehow different from the
"Popular Vote"- the actual, raw tally of election statistics, as in: how many
pulled the lever on a voting machine- or marked the "x" on a paper ballot- for
whom; some even have a more than vague idea how this "Electoral College"
thing might work: they may even know that, in order to win the Presidency, a
candidate has to get at least 270 Electoral Votes out of the current total of
538 because that is an absolute majority.
But most, I dare say, do not really understand subtle nuances
such as that I pointed out to my friends that day nearly a decade ago; and a
large number of my fellow citizens have very little idea where this "Electoral
College" came from- other than a vague notion of high school history references
to "Great Compromise"s in the Constitutional Convention and the like- or why it,
such an old-fashioned institution, still survives and functions in modern
America. This essay will be an attempt to- in chronological sequence of the
various developments in the history of the Electoral College- attempt to answer
at least some of this.
To begin with, calling the body which actually elects the
President and Vice President of the United States the "Electoral College" is a
bit of a misnomer: unlike an institution such as, say, the College of Cardinals
which elects the Pope, it does not meet all together in one place. Instead, it
is rather purposely forced to meet in segments based on the State which
"appoints" a number of its members. In order to understand this, as well as
other elements of its history and functioning, we have to go back to the
beginning to where the concept of the Presidential Elector first began- and, to
do that, we will first have to go back to where the concept of that high office
for which the Elector chooses as well. In short, we have to know how the conception
of the office of President of the United States itself arose in order to then
understand why these sometimes mysterious Electors actually elect that
President.
One of the many weaknesses of the Continental Congress
operating under the first fundamental law of the United States of America- the
Articles of Confederation- was that it had no permanent executive. This was a
result of the fear of executive power engendered as a result of the
American Revolution: on the colonial- soon to become State- level, the
Governors- in most colonies, an officer of the Crown- were the "bad guys"; it
was the colonial assemblies- with their "power of the purse" forcing these Royal
Governors to at least take cognizance of the hopes and fears, wishes and
desires of the People they governed- that were the heroes of the Patriot
cause. Accordingly, the early state legislatures were given great power in the
new State Constitutions: the Governor- even though elected by the People in some
States, but the legislature in most- was viewed as a necessary evil hemmed in by
constitutional restrictions, a short term of office and direct oversight by bodies such
as New England's "Executive Councils" or the legislatures themselves so that he
could not ever become the despots his colonial predecessors were.
When it came to any government on a level above the
newly "free and independent States", an executive in this sphere conjured
up images of the British Crown embodied by the King George III the newly
independent Americans were only lately unchained from. So, the United
States of America would prevent the type of Tyranny they so recently fought by
not having any executive above the State level at all!
Of course, these same newly independent Americans conveniently forgot
about the "tyranny of the majority"; they also forgot that, in at least some
cases, someone has to be in charge and to be accountable in order to get the
things done that had to be done. They forgot the lesson that- when it comes to
legislatures- "too many cooks" often DOES "spoil the broth"! The Articles of
Confederation was failing by the mid-1780's: Congress couldn't raise revenue, it
couldn't command armies, it couldn't coin money and- above all- the nation had no
executive; it was quite possible that these defects in its fundamental law would
end up strangling the young Republic in its cradle!!
Encouraged by many who were becoming more and more alarmed by
growing unrest among debtor farmers and frontiersmen in the countryside as well
as the inability to form and enforce agreements among the several States, the
Continental Congress authorized the holding of a Convention to meet in
Philadelphia "to revise the Articles of Confederation" beginning in the late
Spring of 1787. We, of course, now know that meeting as the Constitutional
Convention and its delegates as the Framers; we also know that they drafted a
whole new document to supplant the Articles of Confederation en masse:
that document being the Constitution of the United States of
America.
That a permanent national executive was needed was clear to
the delegates meeting in Philadelphia that May, but what should it be? One
person? a committee?? some sort of council???... and, regardless of its
makeup, who should choose this executive? the national legislature? the People
directly?? the governments of the several States??? The so-called "Virginia
Plan", submitted to the Convention on 29 May 1787 by Edmund Randolph of
Virginia, called for a "national executive" (purposely leaving its makeup
unstated) "to be chosen by the national legislature" (for a deliberately
unstated term of office). On 1 June, James Wilson of Pennsylvania proposed that
this executive be a single person but Randolph was vehemently opposed to this,
feeling that a single executive smacked of monarchy (Randolph preferred a
committee of 3 to form the executive- one from each of the major regions of the
country: New England, the Middle [now Mid-Atlantic] States and the South); the
question of the makeup of the executive was postponed but the idea that there be
a "national executive" was approved by the Convention forthwith- showing how
this was seen as one of the chief defects of the Articles of
Confederation.
As to how the executive- whatever it consisted of- was to be
chosen, this was another matter: Wilson was for election by the People (though it is
unclear whether he was in favor of direct election: he did hope for election of
both the legislature and the executive without the States being involved).
George Mason of Virginia agreed with Wilson but doubted it was practical (he was
clearly thinking about direct election). John Rutledge of South Carolina
thought the "second branch" of the legislature (it had been decided- only
the day before- that the "national legislature" should be bicameral and that-
while the "first branch" should be popularly elected, the choosing of and basis
of representation for this "second branch" was still up in the air) should
make the choice of executive.
The next day (2 June), Wilson offered the first proposal from
which the Electoral College would eventually emerge: he proposed that the States
be divided into districts and that the people qualified to vote for the "first
branch" of the national legislature also elect "members for their respective
districts to be electors of the executive magistracy" who would later meet to
choose (but not from among themselves) the executive (which Wilson- later in
this same proposal- suggested be one single individual). Wilson's proposal was
soundly defeated (which makes the eventual creation of the Electoral College to
chose a single President singularly ironic!). Instead the Convention voted to
have the executive (still unknown as to makeup) elected by the national
legislature for a term of 7 years. Four days later (6 June), Elbridge Gerry of
Massachusetts would revive Wilson's proposal for electors- but as a method of
choosing the House of Representatives !!
[One might well wonder where Wilson got his idea of using
"electors" in the first place. Lord Bryce, the author of the seminal late 19th
Century two-volume The American Commonwealth (which I personally
consider a work at least the equal to deTocqueville's Democracy in
America ), suggested comparisons to the method of choosing the Doge of
Venice or the Holy Roman Emperor; others have made comparisons to the College of
Cardinals or the method used to elect the King of Poland (a kingdom- at
the time of the Convention- being slowly partitioned out of existence by
"Great Powers"). However, when the Convention considered electoral schemes such
as these, it was in the negative- as methods of election with inherent defects
and weaknesses and altogether fraught with peril if applied to the choice of an
American national executive.
The prevailing view of historians has been that Wilson simply
adapted the method used in the Maryland Constitution of the time for choosing
its State Senate (Maryland had 9 Senators from west of Chesapeake Bay and 6
Senators from the Eastern Shore: each of these sections of the State would choose
"electors" on the same basis as they would elect the House of Delegates- "electors" who, in turn, would
choose the section's Senators). However, James Madison- in the
Federalist- expressed the opinion that "the President is indirectly derived
from the choice of the People, according to the example in most of the States"
(in 1787, 8 of the 13 "united" States chose their state executives via joint
ballot of the state legislature); he noted that the legislatures in those States
had, thereby, two functions- lawmaking and electoral- which the Constitutional
Convention took upon itself to split between two separate bodies (Congress
and the Electoral College).
One must be cautious in accepting Madison's interpretation of
the origins of the concept: although a delegate to the Constitutional Convention
who- as time would reveal- kept the most extensive (but, by no means, complete)
notes of the goings-on at the Convention of 1787, the Federalist was an
attempt to secure the ratification of the document against strong Antifederalist
sentiment in, primarily, New York. Madison may have simply been trying to
downplay the novelty of the Electoral College system of electing the President
by relating it to concepts already familiar from recent State government
practice.
It may be that the truth lay somewhere in between: that Wilson
did, in fact, borrow a practice (and even the wording) from the Constitution of
the southern neighbor of his own Pennsylvania (it is clear that Gerry must have
been thinking of Maryland's system of electing State Senators when he proposed
the use of "electors" for what was still being called the "first branch" of the
"national legislature")- but that the Convention, as a body (as we shall soon
see), would come to regard the use of "electors" as a desirable alternative to
election directly by that same "national legislature" and, thus, in their own
minds (which may explain Madison's comments some months later) related it to
then-current legislative practice in most of the 13
States.]
Meanwhile, on 4 June, despite strong objections by Randolph, the
Convention finally decided that the "national executive" should be a
single person; although not important to the story of the Electoral
College, the only thing left to consider- as far as the makeup of the
executive was concerned- was the title of this national executive
office: after going through a number of possibilities- "Governor of the
United People" and "Governor" generally, the Committee on Detail would
report out- in late August- the title of "President of the United
States of America" which was accepted by the Convention (Wilson was a
member of the Committee on Detail and- being a Pennsylvanian- he
substituted, for the word "Governor" [the name of the executive in most
of the States], the word "President" [the name of the executive of
Pennsylvania at that time]).
On 9 June, Gerry made a proposal that the national executive
be chosen by the executives of the several States (his argument was that- by
this time- the Convention had already decided that the "first branch" [the House
of Representatives] was to be chosen by the People and the "second branch" [the
Senate] by the State legislatures: by analogy, the national executive should be
chosen by other executives): the proposal was voted down.
So, for the time being, the executive was still to be chosen
by the "national legislature" (the exact methodology left for another
day).
The question of how the executive should be elected was not taken up
again until 17 July: an attempt to have the choice made by "the
citizens of the United States" was defeated and a plan to have him
chosen by electors chosen by the State legislatures also was voted
down. But by 19 July, a consensus had developed in favor of "electors"
doing the actual choosing of the national executive, though it was not
yet decided whether the People or the State legislatures or some
combination thereof should choose these "electors". The next day (20
July), there emerged a consensus for a system of the "electors" being
appointed by the State legislatures (the devil was in the details as to
how to allocate them among the States and this forced the issue to be
put aside for the time being).
But then, as often happened in the course of the Constitutional
Convention, an issue was reconsidered; the whole idea of "electors" was
discussed from 24 through 26 July and eventually scrapped: choice of
the "national executive" by the "national legislature" was restored and
then the whole kit n' kaboodle- like other thorny issues still
outstanding- was simply dumped into the lap of the Committee on Detail.
This committee reported out that the President (for so- as noted above-
the executive was now called) would be chosen "by ballot by the
legislature"; on 24 August, John Rutledge got approval of the word
"joint" being inserted before the word "ballot" but there was still
strenuous objection to the election of the President by the national
legislature at all. Gouverneur Morris was very much opposed to choice
by the national legislature, but his attempt to have the President
chosen by "electors to be chosen by the people of the several States"
was voted down. The whole issue would now go to the Committee on
Unfinished Portions (of which Gouverneur Morris was a member).
What was reported out of this committee on 4 September
was quite different from what had gone in with it a little over a week earlier-
essentially, the basic Electoral College system pretty much as it appears in the
body of the original Constitution was presented to the Convention that day: each
State would be assigned a number of Electors equal to the number of
Senators and Representatives that State had in Congress; the Electors would meet
in their respective States and vote for two men for President, only one of whom
could be from the same State as the Elector so voting. A majority of the total
number of Electors would be necessary to elect the President outright.
The person with the next highest number of votes would be Vice President.
It was obvious what was being proposed here and the main reason why the method
of choosing the executive was causing such consternation in the Convention of
late:
Once the Convention had decided on a single executive back in June,
its delegates pretty much knew (or at least came to know soon enough)
who that executive was likely to be at first: the president of that
very body- the hero of the American Revolution, George Washington. The
problem was to have a system in place - once the General was no longer
serving as President- to choose Washington's successors, none of whom-
no matter how honorable they might be, no matter how respected in a
given State or region of the country- would have (or so the Framers
thought) the national prominence of the General who had only so
recently guided the Continental Army through a series of harsh military
campaigns. The plan here was for the Electors collectively to put
forth a number of candidates for President from different parts of the
country: if one of them could command a majority of the Electors, so
much the better- he would clearly be the consensus choice of the Nation
and should be elected President. Of course, for the Framers, the issue
was now what if- as they considered to be the more likely happening- no
one commanded a majority of this "Electoral Vote"? What if- as (or so
those in the Convention thought) was most probable- the President were
NOT elected outright??
The solution to the failure to gain a majority of the votes of
the Electors proposed by the Committee on Unfinished Portions that
4 September of 1787 was to have the top five vote-getters (as well as
the possible case that two persons could have a majority of the Electoral Vote
and be tied) be considered by the Senate (the President of the Senate was to
receive the certifications of the votes cast by the Electors in their respective
States in any event). Objections to this were raised (George Mason opined
that 19 out of 20 times the Senate would be choosing the President [which shows
the feeling of the Convention that majorities in the Electoral College would be
hard to come by once George Washington was no longer a
candidate for the Presidency]; James Wilson [who also would say the method of
choosing the President had become the most difficult issue the Convention
had been dealing with] felt that this smacked of aristocracy): but
Gouverneur Morris argued that, with the Senate being the smaller body, there would be
fewer who could claim the President owed his election to them.
On 5 September, however, things began to change rapidly: "Senate"
was replaced by "legislature" on a motion by Wilson. The next day (6
September), this was changed again to "House of Representatives" (to
further blunt the force of Wilson's "aristocracy" argument); there was
some objection to this (James Madison, for one, argued that- as a
majority of the House would constitute a quorum- the President might,
thus, be elected solely by Pennsylvania and Virginia [again showing
that the Framers thought election of the President by the House would
be a much more common occurrence] ) but this final change as to the
body which would choose the President when the Electoral College failed
to elect held firm (though the Electoral Vote was now to be counted
before a Joint Session of the Congress rather than the House alone
[when the Senate was still being considered the body to choose the
President where no candidate achieved a majority, the Senate alone was
to have tabulated the Electoral Vote; the President of the Senate was
still to receive the certifications of each State's Electoral Vote]).
The only time the Senate alone would be part of the Electoral Process
would be if- and only if- there was a tie between the two highest
vote-getters not chosen President (either by the Electoral College
outright or, later, the House of Representatives), in which case the
Senate would choose the Vice-President.
What was here being embodied in the Constitution as the new
"Electoral College" was a nominating body, pure and simple: though that
body could only function as the sum of its parts. It would never meet
together in one place- thus there could never be collusion between
Electors in one State and those in another. Each Elector would choose
two men: more than likely, an Elector's first vote would be for a
leading citizen of his own State but he could not cast his second vote
for someone from his own State- so he would have to vote for, say,
someone prominent in his region of the country. The system was the
ultimate "machine that would go of itself" in the minds of the Framers:
it would- with no way for the Electors to know how their second
vote would affect the presidential election- spit out, in cases
where no candidate could command a majority of the Electoral Vote
(which the Framers thought would be rather often), five candidates with
regional consensus from which the House of Representatives could make
the final choice; however, since- presumably- each of the five would be
as good a candidate for President as any of the others, the person with
the highest number of Electoral Votes who was not chosen President by
either the Electoral College or the House would be Vice-President, a
capable man ready to have the powers of the Presidency "devolve upon"
him in an emergency. This is clearly how the Framers expected this
system would someday work... that is, once Washington was no longer
occupying an office they were, in effect, creating for him: they simply
could not conceive that lesser men than George Washington could win the
Presidency solely through the vote of the Electoral College itself!
As of 6 September 1787, then, the Electoral College as an
institution was firmly ensconced in the Constitution and was included
in the final draft of the document that was approved by the
Constitutional Convention on 17 September 1787 and then sent on to the
States for ratification. By just after the middle of June 1788, the
Constitution had been ratified by the minimum 9 states to put it into
effect (though, as a practical matter, both Virginia and New York had
to then ratify- they would both do so by late July 1788- in order for
the whole new Federal system to be a viable one).
On Saturday 13 September 1788, not quite a year to date after
the document was adopted by the Convention in Philadelphia, the Continental
Congress (although one must wonder what that body as a whole thought of what the
Convention had done with its original charge "to revise the Articles [of
Confederation]") set up the timetable for the first election for President of
the United States through the device of the newly created (and extremely
short-lived, in terms of length of service) "office" of Presidential Elector:
the States would appoint their Electors on the first Wednesday in
January [7 January] 1789, the Electors would assemble on the first
Wednesday in February [4 February] 1789 and the new Constitution would formally
take effect on the first Wednesday in March [4 March] 1789 (so the use of 4
March as the start and end of terms for Presidential Administrations and
Congress from then until the mid-1930's was simply an accident born of the fact
that, in 1789, 4 March happened to fall on a Wednesday!)- that is, the
earliest a President, Vice-President and Senators and Representatives
of the First Congress could be formally sworn in and actually get down to Federal
business would be Wednesday 4 March 1789.
The Electors were chosen- as per this directive by the
dying Continental Congress- on 7 January 1789, but most were NOT elected by
the People! Of the 10 states which would be choosing Presidential
Electors in 1789 (North Carolina and Rhode Island had not yet ratified the
Constitution and New York would end up not choosing Electors because of a
dispute between the two houses of its Legislature as to how to go about doing
this), only Delaware, Maryland, Pennsylvania and Virginia allowed direct
election by the voters: Maryland and Pennsylvania by the so-called "General
Ticket" system (all Electors chosen at-large statewide: the basis of today's
"winner-take-all" system of allocating Electoral Votes used in 48 of the 50
states), Virginia by 1 Elector per district and Delaware had a strange system in
which each voter was only allowed to select 1 of the state's 3 Electors (the 3
top vote-getters becoming Electors).
Massachusetts and New Hampshire- in "split-the-difference"
fashion- combined direct election by the voters with a choice by the
legislature: Massachusetts had the voters in each of its 8 congressional
districts choose 2 "elector candidates" from which the General Court (the
legislature of the Commonwealth) would choose 1 per district to go along with
the 2 that body would choose to represent the Commonwealth at-large; New
Hampshire used the "General Ticket" system found in both Maryland and
Pennsylvania, but required a majority to elect: if there were electoral
posts still unfilled because fewer than the 5 Electors allocated to
the Granite State had achieved the majority requirement, the New
Hampshire General Court (its legislature) would fill the vacancies.
The 4 remaining states- Connecticut, Georgia, New Jersey and South
Carolina- had their respective legislatures make the choice of
Presidential Electors: in these states, the voters weren't even asked to
cast a single ballot involving the new Nation's choice for Chief
Executive!
On 4 February 1789, the Electors met in their respective
States (as required by both the Constitution and the Continental Congress' later
enabling legislation)- usually at the State Capital but not necessarily (the
Pennsylvania Electors, for example, assembled in a county courthouse in
Reading, even though Philadelphia was then the state capital [the building in
which the Constitution now being put into effect had been drafted was, in
fact, the Keystone State's State House: perhaps, this even had something to do
with the choice of the more remote location])- and each one cast their two
votes for President. The votes were transmitted to New York City, the temporary
national capital, but the Congress- as things turned out- would not be
assembling- and certainly a new President and Vice-President would not be
inaugurated- come that Wednesday 4 March when the old Continental Congress
legally expired and the new Federal Government was officially born (at least on
paper).
It wasn't until 6 April 1789 that a quorum of both houses of
the First Congress had assembled and the People's business could then be legally
transacted: on that date, before a joint session of the new Congress, the
certificates of each State's Electoral Vote were opened and the results of the
choices of the Electors announced. The Electoral Vote was counted and then
tabulated geographically- from New Hampshire down the Atlantic seaboard through
Georgia, a tradition of Electoral Vote tabulation before Congress that would
survive for the better part of the next century. The first-ever U.S.
Presidential Election was now one for the history books, but the victors- George
Washington and John Adams, respectively- now had to be (in the practice of the
day) formally called upon at their homes and officially informed of their
election. Adams arrived in New York in time to take the oath of office as Vice
President on 21 April 1789 but President-elect Washington didn't arrive in the
temporary capital- amid significantly more pomp and circumstance than that
provided for Adams- until more than a week later, taking the oath of office as
President of the United States on the balcony of Federal Hall on Wall Street on
30 April 1789.
For the election of 1792, there were five more
states participating (New York had finally gotten its act together, North
Carolina and Rhode Island had since finally ratified the Constitution and
Vermont and Kentucky had later been admitted to the Union) and more than a few
changes in how the Electors were to be chosen: the prevailing method was by the
state legislature- Delaware had switched from its use of popular vote (well...
sort of) to this method, joining its sister States of Connecticut, Georgia, New
Jersey, New York, North Carolina (which districted itself for the purpose),
Rhode Island, South Carolina and Vermont- it is interesting that four
of the five additional states (all but Kentucky) choosing Presidential
Electors in this second election had opted for legislative
choice.
Maryland and Pennsylvania retained their statewide
"General Ticket" popular vote and Virginia its popular vote of 1 elector
chosen by each district, which was the system also used by the new Commonwealth
of Kentucky (which had so recently been part of Virginia). New Hampshire
went for the "General Ticket" system without its earlier legislative choice in
case of a failure to elect via a majority: instead, if not enough electors
were chosen by majority vote, the Granite State would hold a "runoff"
involving the top vote-getters not elected up to twice the number of
electors still needed. Massachusetts, however, went in the opposite direction of
that of its sister New England state and made their system a bit more
complicated: 2 of the "Olde Commonwealth"'s 4 districts would choose 5
electors each and the remaining 2 would choose 3 electors each (there
would be no at-large electors), a majority being required to elect; where a
majority was not attained, the General Court (legislature) would make the
choice: in 1792, more than 2/3 of Massachusetts' Presidential Electors
were chosen by the legislature rather than the voters who went to the
polls.
The timetable for the choosing and meeting of the
Electors had also been altered by Federal statute (which became law with
President Washington's signature on 1 March 1792): the Electors would
be hereafter chosen no earlier than 34 days prior to the first
Wednesday in December, upon which date the Electors would meet in their
respective States and cast their two votes each for President. The Electors
would- after casting their vote- be required to sign three certificates of
the total Electoral Vote from the State: one of which would
be hand-delivered to the President of the Senate (the Vice President whose
term was then coming to an end), a second mailed to the Vice
President in his capacity as President of the Senate and the third
deposited with the federal District Court in that State.
If the Vice President- at the seat of government (Philadelphia
in 1792: it would not be Washington, D.C until 1800)- still had not received
either of the two certificates sent to him by either messenger or post by
a given State by the first Wednesday in January, he was to inform the
Secretary of State who would then be required to send a special messenger out to
the District Court in the missing State and bring that third
certificate back to the seat of government before the second Wednesday in
February. For now, Congress would meet in joint session to open, announce,
count and tabulate the Electoral Vote on that second Wednesday in February so
that the victors of the offices of President and Vice-President could take
their oaths of office on time on the following 4 March. (By the way,
with a few minor changes here and there [mostly dealing with the number of
certificates and to whom they are to be sent: nowadays, the Secretary of the
State and the Archivist of the United States are involved as well as the
President of the Senate and a judge of the District Court for the Federal
District in which the Electors met], these laws regarding the disposition of the
Electors' certificates is still basically in force!) Congress did, of course,
follow this new plan in its tabulation of the Electoral Vote on Wednesday
13 February 1793, continuing the geographic practice of "New Hampshire through
Georgia"- neatly shoehorning Rhode Island between Massachusetts and Connecticut
in the tally, Vermont and New York between Connecticut and New Jersey and
Kentucky and North Carolina between Virginia and
South Carolina.
The third election of 1796 brought more changes: one more
state (Tennessee) had been admitted in the meantime. The new Volunteer State
brought an unusual system to its choice of Presidential Electors- a relatively
short-lived one which was destined never to be emulated by any other State:
each County in Tennessee would chose 3 "electors" and these "electors" in each
of 3 districts would choose the Presidential Elector for that
district!
Connecticut, Delaware, New Jersey, New York, Rhode Island,
South Carolina and Vermont continued to have their respective legislatures
choose the Presidential Electors- but both Georgia (opting for the "General
Ticket" statewide popular vote system still being used by Pennsylvania) and
North Carolina (using popular vote: 1 Elector per district) had fallen off the
legislative choice bandwagon.
Like North Carolina, Virginia and Kentucky chose their
electors by districted popular vote as well (as they had four years earlier),
joined by Maryland- which had now switched over to the district system from the
"General Ticket" system. Once again, it was the New England states of
Massachusetts and New Hampshire that stubbornly held onto their respective
"two-tier" systems of choosing Electors: Massachusetts returned to its 1789
system- 1 Elector elected by popular vote per district, a majority necessary to
elect- the General Court making the choice where candidates failed of this
requirement (there would, once again, be 2 at-large Electors); New Hampshire
also returned to its 1789 system- a "General Ticket" popular vote for Electors,
a majority being necessary to elect and the General Court making the choice
where candidates failed to meet this provision.
But a more ominous change hung over the meetings of the
Presidential Electors in their respective States that December of 1796: that of
the growing influence of "factions"- or what we today would call Political
Parties, a development which would have a most profound effect on the Electoral
College and one that would drive the final nail into the coffin containing the
best hopes of the Framers of the original Constitution for the Electoral
College:
"Factions" existed before the U.S. Constitution did and even
well-predated the American Revolution itself: most of the 13 colonies which
would form the original United States of America were split between
"port/merchant" [law and order] and "country/frontiersman" [libertarian]
political elements. These were most noticeable in those colonies which were
affected by the Proclamation Lines of 1763 and 1768 (with which the young
British Empire attempted to keep the frontier of settlement from encroaching
upon Indian lands in the Ohio Valley)- New York, Pennsylvania, Virginia, North
Carolina and Georgia- but they were visible in other colonies as well; New
Jersey- totally untouched by the Proclamation Lines- had "factionalism"
exacerbated by its really being the forced union of two earlier colonies with
quite different traditions of local government: East Jersey (with a heavy New
England influence) and West Jersey (with a heavy Quaker influence).
In the American Patriot cause of 1774/75, these "Seaboard vs.
Upcountry" divisions became the basis of further "conservative" (wanting merely
to gain the rights of Englishmen due to these subjects of the British Empire)
vs. "radical" (beginning to agitate for full Independence) divisions in many of
the colony (though, in Massachusetts [to take one exceptional example]- where
the spark which lit the American Revolution was first struck, these
"conservative"/"radical" divisions cut across the "seaboard"/"open country"
divisions in that colony). After 1776- when all Patriots were, in theory if not
in practice, pro-Independence- these "factions" settled pretty much into what
one historian [Jackson Turner Main, in his 1973 work Political Parties
before the Constitution] has called "Cosmopolitan" vs. "Localist". It was
this division which would pretty much form the basis of the "Federalist"
(pro-ratification of the Constitution) and "Antifederalist" (opposed to
ratification of the Constitution) debate in 1787 into 1788.
Once the Constitution was ratified, however, the
"Antifederalists"- as here narrowly defined- were no longer a factor: for, if an
ardent Antifederalist wanted to hereafter serve in public office, he would-
nevertheless- have to now swear an oath to uphold the Constitution the
ratification of which he so vehemently had once sought to prevent. This,
apparently, proved little problem for many who had been opposed to the new
document (Elbridge Gerry, a delegate to the 1787 Convention from Massachusetts,
refused to sign it and was an Antifederalist during the debates over
ratification: but this had little impact on his ability to be elected to
Congress and eventually become Vice President!)
It is traditional, in the way American History is taught (as
in "rather badly"!) in our Nation's educational system as a whole, to regard our
modern-day Political Parties as being products only of the post-U.S.
Constitution era; high school and college textbooks are filled with text
expounding upon the emergence of Parties only in the waning days of George
Washington's Presidency. This mythology is further bolstered by a tendency to
view the Constitutional Convention as having been well above the fray of
ordinary Politics: but, while it might be useful to the organization of society
to treat the framers of that society's fundamental charter as near-gods debating
atop of some kind of "Mount Olympus", the fact is that the Pennsylvania State
House (now "Independence Hall") in which they met was not on so lofty a height.
As already noted in an earlier historical analysis of mine posted on this
website, most of the Framers were themselves products of "factionalism" on the
State level; their error was in their earnest thinking and sincere hope that
they could somehow keep this political scourge out of the new system of
governance they had created: insofar as the history of the Electoral College was
concerned, it was a rather grave miscalculation which came rather close to
disastrous result.
1796, however, was not that potential disaster: it was merely
the foreshadowing of disaster. Two "factions" had- despite the best intentions
of the Framers- emerged on the National/Federal political stage: the
conservative "Federalists"- headed by Vice President John Adams (the national
version of J.T. Main's "Cosmopolitans" on the state and local level) and the
libertarian "Republicans" (the new Federal version of Main's "Localists")-
headed by former Secretary of State Thomas Jefferson. Both sides claimed to be
the true incarnation of the "intent of the Framers" and both claimed close ties
to the Administration outgoing President George Washington (who would have none
of this) [the Federalists' claim was, perhaps, the more legitimate- as Jefferson
had been eased out of the Cabinet in 1793 by Federalist "power behind the
throne" Alexander Hamilton but Adams remained Washington's Vice
President.] We can even precisely date when these two
"factions" first became most fully visible in the cold, hard light of National
Politics: that date being Saturday 30 April 1796.
One of the "dirty, little secrets" (a quite inconvenient
little factoid, in fact, for those who apotheosize George Washington) of
American History is that, during his entire Second Administration, Washington's
Federalist friends did not have political control of the Federal House of
Representatives: that is, at the precise time these new national "factions" were
first emerging. Yet there was an early effort to, as in Britain to
this day, treat the office of Speaker of the House as a non-partisan position;
the Speaker was not even- unlike today- the political leader of his
Party in the House (by the Third Congress [1793-95], Congressman James Madison of Virginia had emerged as the leader of the
Opposition "Republicans" who now formed the majority of that body; the
"Federalists", meanwhile, were under the control of Secretary of the
Treasury Alexander Hamilton- as that "faction" came to dominate Washington's
Second Administration, a man who had even opined that- like the equivalent
Chancellor of the Exchequer in Britain- his Cabinet office should become the
basis of a kind of "prime minister": it is to Washington's credit as
regards his establishing the forms and customs of his high office that the
U.S. President- although an "elected King"- would hereafter remain his own
"Prime Minister"!).
Accordingly, Federalist Jonathan Dayton of New Jersey was
elected Speaker of the House in the Fourth Congress [1795-97]- even though
Republicans controlled that body.
On the date in question (30 April 1796), Dayton voted with the
Federalists to produce two ties that defeated anti-Jay's Treaty motions (the
Republicans were attempting to block the efficacy of Jay's Treaty- already
ratified the previous June by the Senate- by withholding funds to be
appropriated for its enforcement): on that day, the Speaker of the House became
a political office (and no more would a Speaker NOT represent the majority in
the House)- but, more importantly, the lines between the two "factions" were now
clear and this demarcation would begin to adversely effect the Electoral
College.
Once it became apparent that President Washington would not be
seeking a full term, the Federalists chose, as their candidate for President,
Vice-President John Adams; Thomas Jefferson was the obvious choice to be the
presidential candidate of the Republicans. But this was all done rather
informally and, beyond this, ran headlong into the workings of the Electoral
College: for the Framers had purposely had the Electors from each State meet in
each State on the same day which, in that era of poorer communications, would
easily prevent collusion (and thereby, so the Framers vainly hoped, prevent
"factionalism" from invading their system); in addition, each Elector had to
vote for two men for President: it was, therefore, quite possible for the "wrong
man" to become President- even if he be of the same faction as the "right man".
As a result, the Federalists had to "throw away" some Electors' votes on other
candidates to assure a majority for Adams and Adams alone: however, they threw
away too many Electoral Votes to have Federalist Thomas Pinckney of South
Carolina come in second and therefore become Adams' Vice President. The
Republicans, it turned out, had enough Electors chosen to bring their champion,
Thomas Jefferson, into second place: it would be the first- and only- time that
the President and Vice President of the United States were of opposing
parties.
Such political chicanery clearly presaged serious difficulties
with the system the Framers had devised for the election of the Nation's Chief
Magistrate in light of the unexpected (though, with hindsight, it should have
been expected) development of "factions" on the Federal level: South Carolina
Congressman William L. Smith, shortly after the 1796 election, was the
first to introduce- on the floor of the House of Representatives- an
Amendment to the Constitution embodying substantially that which was later to
become the gist of the 12th Amendment mandating that the Presidential Electors
vote separately for President and Vice-President, but no action was taken on his
proposal. Still, the worst was yet to come!
The election of 1800 brought more changes to the methods of
choosing the Presidential Electors: Georgia abandoned its "General Ticket"
system of election and went back to legislative choice; Massachusetts and New
Hampshire both finally discarded their cumbersome procedures in favor of
legislative choice. In all, 10 of the 16 states participating in the 1800
election would be choosing the Electors through their state legislatures (this
would, as events transpired through the early 19th Century, prove to
be the "high-water mark" for what was clearly the intention of the Framers and
the Continental Congress' enabling legislation in the choice of Presidential
Electors).
Kentucky, Maryland and North Carolina all retained their 1
Elector per district popular vote method from four years earlier, but Virginia
had now abandoned this in favor of the "General Ticket" system involving a
statewide popular vote for Electors. Rhode Island had also switched to the
"General Ticket" system from legislative choice (but, curiously, Pennsylvania
had abandoned its "General Ticket" in FAVOR of legislative choice!). Tennessee
was to use its rather bizarre "county electors" meeting to choose
Presidential Electors by sub-State district method once more in
1800.
But the actual way the Electoral Vote was cast remained
unchanged for the Nation's fourth Presidential Election: each Elector was to
vote in his respective State- away from any possible direct and instantaneous
communication with any other State's Electors- for TWO men for President of the
United States, the second place candidate to be Vice President. The choices of
the "factions" was the same as it had been four years before: now-President John
Adams for the Federalists and now-Vice President Thomas Jefferson for the
Republicans. The same dilemma once again appeared: while it was possible to
indirectly coordinate the first vote (every Federalist Elector knew- without
even being told- that he had to give one vote to Adams and every Republican
inherently knew he had to cast one vote for Jefferson), what should be done with
the second vote each Elector had? No one wanted a repeat of 1796 with the
candidate of one "faction" as President and the other as Vice President... but
there was an even greater danger: what if John Adams, the incumbent President,
suddenly found himself once again "demoted" to Vice President? What kind of
strife might he- consigned so unceremoniously to an inferior position-
cause a potential Jefferson Administration??
Of this latter possibility, many Federalists cared
little- if at all: if Jefferson were to become President and they could
thereupon scheme against his "Jacobin" "mob-rule Democracy" from the Senate
President's chair, so much the better! Hamilton- still pulling strings
behind the scenes in what would turn out to be the last Presidential
Election in his lifetime- tried to have the Federalist Electors withhold their
second vote from Charles Cotesworth Pinckney, the older brother of the man
Hamilton had "sandbagged" four years before. However, most Federalists were
frightened enough of the dangerous possibilites in what, by all accounts, was
going to be an Election as close as that of 1796, that only one Federalist
Elector- from Rhode Island- cast his vote for John Jay instead of C.C. Pinckney
(giving Pinckney only one vote fewer than Adams in what turned out to be a
losing Federalist cause).
But the Republicans were well aware of the "revenge factor"
should Adams and Jefferson end up reversing roles as a result of this
election: they could take no chances- every Republican Elector cast the same two
votes: one for Thomas Jefferson, the other for former Senator Aaron Burr of New
York. Thus, when the balloting of the Electoral Vote had been completed, there
was a tie: Jefferson and Burr each had a majority of the votes cast by the
Electors, 73 out of 138 cast! Fortunately, the Framers did
provide- in Article II, Section 1, clause 2 of the
Constitution- for this contingency: "if there be more than one who
have such Majority, and have an equal Number of Votes, then the House of
Representatives shall immediately chuse by Ballot one of them for President".
This- along with the related provision that,
where no candidate had a majority, the House would choose from among the
top five vote-getters- was a provision born of the Framers' concept that the
House would ALWAYS choose the President (at least once George Washington was no
longer in office)- that the Electoral College was originally to be a
presidential nominating body, much like the National Party Conventions in recent
times.
Those who drafted the fundamental charter of the
Nation- much as in their lack of anticipation of the development of
Political Parties on the Federal level- had had no conception that any
successors to Washington would- other than occasionally- command the votes
of a majority of Electors: however, not only had the successors to
Washington now- twice!- commanded just such a majority, but now you had a
situation in which TWO men commanded that majority!! Unfortunately, the Framers
also did not take into account that the two men tied might be of the same
"faction" and that the House which would now have to "chuse" might be
controlled by a different, opposing "faction"! The House of Representatives
called upon to exercise this constitutional duty- for the first time ever- was
overwhelmingly Federalist and, thus, anti-Jefferson: the newly-elected
Republican majority Seventh Congress would not take office until 4 March
1801!!
Therefore, on Wednesday 11 February 1801, in the midst of
a raging snowstorm blanketing the still-new national capital known as the
District of Columbia, the lame-duck Sixth Congress [1799-1801] met in Joint
Session to officially count the Electoral Vote: Vice President Jefferson
presided over what has to be looked upon as one of the strangest Congressional
sessions in History and had the dubious pleasure of announcing the tie between
himself and Burr, whereupon the House rose and repaired to "immediately chuse"
the next President. Of course, it was very clear to all- regardless
of "faction"- that Jefferson was the one the Republican "faction"- by
consensus- had intended to be President, but Aaron Burr was a politically
ambitious man with more than his fair share of ego; moreover, he had more than a
few Federalists more than willing to stroke that ego, if only to deny the
White House to the hated Jefferson. A more fair-minded politician than Burr
might have stepped aside, knowing that he was intended to be merely Vice
President: however, no one would accuse Burr of being so willing to serve
in an office that already was being seen as rather insignificant.
The Constitution further provided
that the balloting in the House for President was to be by States, not by
individual Congressmen: this was reflective of the Framers' belief that the
House would, in those cases when they would choose the President, be a kind
of "second Electoral College" representing the People (who, after all, had
elected them: albeit two years earlier!) but also, at the same time, the States-
just as the Electors themselves had done. The House, further, could only
elect a President by an outright majority of States (in 1800, 9 of 16):
fortunately for the future peace of the Republic, the Federalists only
controlled the House delegations from half the States (Connecticut, Delaware,
Georgia, Maryland, Massachusetts, New Hampshire, Rhode Island and South
Carolina)- this would prove to be lucky break # 1, one State was equally
divided (Vermont) and the remaining 7 States (Kentucky, New Jersey, New York,
North Carolina, Pennsylvania, Tennessee and Virginia) all had Republican
majorities.
Burr was a leader in the local New
York organization that would someday become the Democrats' [in]famous
"Tammany Hall" and he could well do his own political head count. If the
Federalists were so opposed to Jefferson to vote instead for him, Burr
reasoned, then he- not Jefferson- was the man only one state away from the big
prize: therefore, Burr refused to yield to reason... or Thomas
Jefferson. Only one man now stood in Burr's way, really: his New York political
nemesis, Federalist Alexander Hamilton; Hamilton's influence was waning, as
indicated by his inability to "sandbag" Charles Cotesworth Pinckney in
the Electoral College the way he had his brother- but he was still a voice
to be reckoned with among a number of Federalists: nevertheless, Hamilton had a
hard time- at first- convincing his fellow Federalists to vote for Jefferson and
not Burr. Hamilton strongly disliked Jefferson's politics but he
respected Jefferson the man (the two had, of course, been original members of
Washington's Cabinet); he, however, positively despised Burr and, thus, Hamilton
would do- where he saw opportunity- whatever he could to undermine Burr: lucky
break # 2. Burr's initial hope was that his home state of New York would be
convinced to break from Jefferson when they saw that he- not the Virginian- was
one state away from election by the House; Hamilton would, to start with, make
sure New York did not break with Jefferson through a few connections he had with
the other party in that state.
Still, Burr was essentially right in his calculations: had the
initial vote gone along "factional" lines, the tally would have been the 8
Federalist states for Burr, the 7 Republican states for Jefferson leaving
Vermont split and, therefore, casting a blank ballot under the constitutional
"rules". But it didn't turn out that way: one of Georgia's two Congressmen,
James Jones, had died a month earlier- leaving the only vacancy of this session;
the other Congressman, Benjamin Taliaferro, thus, got to cast Georgia's vote for
President alone- lucky break # 3 (well... OK... perhaps not for Congressman
Jones!). While we don't know how Jones would have voted had he lived long enough
to participate in this session, we do know that Jones was an ardent Federalist;
not so Taliaferro, who later would be elected to the Georgia Superior Court-
then the state's highest judicial tribunal- as, of all things, a Jeffersonian
Republican! Georgia had, in fact, gone for the Jefferson/Burr ticket in the
Electoral College; in addition, Taliaferro despised Burr as much as Hamilton:
accordingly, Georgia- though represented by a Federalist- voted for
Jefferson in the House of Representatives.
However, there was one other Federalist Congressman who
refused to vote for Burr- lucky break # 4: George Dent of Maryland. Maryland had
5 Federalists to 3 Republicans in this Congress and, thus, Dent's voting for
Jefferson deadlocked the State's House delegation, forcing Maryland to join
Vermont in casting a blank ballot. Still, Maryland might still have gone for
Burr had another of its Congressmen, Joseph H. Nicholson- suffering from what we
now know to be the flu- stayed home in bed. The final tally on the 1st ballot
taken that wintry day turned out to be for Jefferson, 8 states (the 7
Republican states plus Taliaferro's Georgia); for Burr, 6 states (the Federalist
states other than Georgia and Maryland) and 2 states (Maryland and Vermont)
casting blanks. This 1st ballot effectively ended Burr's hope of becoming
President through political chicanery, but it most assuredly did not yet elect
Jefferson either!
The vote remained unchanged through 35 ballots over 6 days (in
which the House could consider no other legislation, by the way!).
Federalists now hoped that- rather than electing Burr, no longer a possibility-
they could keep Jefferson from being elected till after 4 March and that this
would force a whole new presidential election (at the time, a
constitutionally-justifiable position to take); but the outgoing Adams
Administration now was getting frustrated at the fact that the House could
not even debate, let alone vote on, Federalist bills it was hoping to
get through Congress before their term of office expired and the Republicans
would take power in Congress, even if the Presidency could be made to remain
vacant: in addition, the change in focus from "elect Burr" to "block Jefferson"
was making Federalists- once in favor of Burr- more and more lukewarm to the New
Yorker.
Both these changes in attitude on the Federalist side played
into Hamilton's hands as he made his one last great contribution to the Republic
by stopping the "wrong man" from being elected President: he could now finally
deliver the coup de grace to his political enemy (though, in
retrospect, he ended up signing his own death warrant- as he would become the
mortal victim in a duel with Burr in the year of the next Presidential Election)
and managed to convince Congressmen from South Carolina (a state that had, like
Georgia, voted for Jefferson and Burr in the Electoral College anyway) to cast
blank ballots: likewise the 4 Federalists- aside from Dent (who consistently
voted for Jefferson anyway)- in Maryland, the sole Congressman- a Federalist-
from Delaware and the 1 Federalist from Vermont (which allowed the 1 Republican
to cast Vermont's vote for Jefferson). On Tuesday 17 February 1801, on the 36th
ballot in the House, Jefferson- thus- received the votes of 10 states (Maryland
and Vermont added to his previous 8 state total), leaving Burr with only 4
states (all in New England) and 2 states (Delaware and South Carolina)
blank.
The "right man", Thomas Jefferson, had now been finally
elected President of the United States- but it had been a near thing! Only a
combination of dumb luck (the 4 lucky breaks noted above), political skill and
last-minute compromise prevented Aaron Burr from being elected President or a
constitutional crisis from ensuing come 4 March 1801. The Union had dodged a
bullet... now it was up to Congress to make sure it didn't ever have to do so
ever again! The "bullet-proof vest" was to be the 12th Amendment to the
Constitution, which forever altered the presidential election system so
carefully devised by the Framers less than 15 years earlier; the key clause of
this Amendment was this: that "[the Electors] shall name in their ballots voted
for as President, and in distinct ballots the person voted for as
Vice-President"... that is, the President and Vice-President would, from now on,
be voted for by the Electors meeting in their respective States separately
! It remains this way to this day!!
Still, even this now-necessary change was a near thing:
although there was a sense of urgency, the election of a Jeffersonian Republican
majority in Congress was the first so-called "sea change" in American Political
History and the political branches of the Federal government had other
policies to pursue throughout most of the Seventh Congress. It wasn't until
the waning months of that Congress, in 1802, that the proposal first
proposed by Congressman Smith nearly six years earlier was revived and very
nearly passed by the 2/3 vote required in each house of Congress to send
proposed Amendments on to the States: the House voted, 47 to 14, to approve
an Amendment mandating that the President and Vice-President be voted for
separately but, in the Senate, the proposal fell one vote short of the necessary
two-thirds.
New York Senator Gouverneur Morris- a Federalist whom we
have already seen as a delegate to the Constitutional Convention in 1787- cast
the deciding vote against: presciently, he was concerned that the change
would diminish the office of Vice-Presidency (turning it into
a throwaway among the largest political bloc instead of its intended
role as the post awarded to the second-most highly regarded potential President
[but- in answer to Morris- had Aaron Burr really been the second-most highly
regarded presidential possibility in 1800?]) and reduce it to what we today
would call a political football, one which would surely be used almost solely to
balance the national tickets which would result from the change. Morris, of course, spoke as the voice of one who had been a Framer-
but the Framers' political world-view was passing from the stage by 1802
going into 1803. What is most interesting about the Amendment which was rejected
by the Senate is that it contained something dropped by the time the eventual
12th Amendment was next considered: it mandated that Electors be chosen by
"electoral district" in each State!
When the Eighth Congress [1803-05] convened, it was decided to
try again: on 2 December 1803, the Senate passed what would, this time, actually
become the 12th Amendment by a vote of 22-10; Gouverneur Morris was no longer a
factor: he had retired from the Senate between Congresses back in March.
Even so, however, it was a near thing again: on Morris' last official day
as a U.S. Senator, one new State had been admitted to the Union (Ohio) and the
Senate now had 34 members. 22 had been 2/3 of those "present and voting" but NOT
2/3 of the total membership! This had never been an issue before now: the Senate
voted that "present and voting"- and not total membership- was to be the
criterion and the proposal next went to the House of Representatives. After some
debate, the proposed Amendment was passed by the House on 8 December 1803 by a
vote of 84-42, exactly 2/3 of those "present and voting" (but well short of 2/3
of the total membership of 142 in that body!!)
Still, there was no guarantee that the Amendment would be
ratified in time for the upcoming 1804 Election, but- lucky break # 5?- it was:
On 15 July 1804 (or 27 July: the difference in dates has to do with the fact
that New Hampshire ratified on 15 July but the Governor vetoed the ratification
and the Granite State's legislature failed to override; Tennessee then ratified
on 27 July 1804 to make 3/4 of the whole once and for all- assuming, of course,
New Hampshire's ratification was invalid), the 13th of 17 states ratified the
Amendment. On 25 September 1804, Secretary of State James Madison declared the
Amendment a part of the Constitution- with or without New Hampshire (most
constitutional scholars today would say that New Hampshire's ratification was
perfectly valid: Article V of the Constitution requires only "the Legislatures
of three-fourths of the several States" to ratify Amendments [Governors,
therefore, need not apply!]; however, in the early 19th Century, this was far
from a settled question: Madison had prudently waited for Tennessee before
issuing his decree) and the new Electoral Vote casting system was in place for
the 1804 Election after all!
The "factions" were now the full-fledged Political Parties
known as the Federalists and the Democratic Republicans, and- as pointed out in
a previous Historical Analysis on this web site- these Parties would now
formally nominate the candidates for President and Vice-President well before
the Electoral College would even vote for them: first by the device of "King
Caucus" among partisans who were also members of Congress, followed- in the
1820's- by the state legislatures nominating regional candidates (which nearly
brought back the presidential election system- if only in part- envisioned
by the Framers) and, eventually- beginning in the early 1830's- the
National Party Conventions. But all this was in the future in 1804, when the
first election was held under the brand new 12th Amendment.
The fifth election for President (and now Vice-President!)
would have all sorts of changes in how the States chose the Electors from four
years before: only six States- Connecticut, Delaware, Georgia, New York,
South Carolina and Vermont- would choose them in the state legislatures. Four
states- Kentucky, Maryland, North Carolina and Tennessee (the latter finally
abandoning its "county elector" system)- would use popular vote by district. But
the biggest change of note was that six states would now be using the "General
Ticket" (statewide popular vote): New Hampshire, New Jersey (both of which had
switched from legislative choice), the new State of Ohio, Pennsylvania
(returning after a stab at legislative choice four years before), Rhode Island
and Virginia. Masachusetts also used popular vote, choosing 17 electors by
congressional district and 2 at-large. In all, 11 of the 17 states would allow
their voters to cast ballots for Presidential Electors (and, by extension,
President and Vice-President): it was the first time a majority of the States
used popular vote in the presidential election process!
The only change 1808 witnessed was the return to choice by the
General Court (the legislature) in Massachusetts. New Jersey and North Carolina
were the next to abandon popular vote for legislative choice of Electors for
1812: the new State of Louisiana also used legislative choice; however,
Massachusetts had returned to election of Presidential Electors by popular vote
per district for that election. For 1816, the new State of Indiana used choice
by its legislature and Massachusetts- seemingly having trouble settling on a
permanent system- once more returned to legislative choice while New Jersey and
North Carolina returned that year to popular vote (both "General Ticket"
statewide popular vote). Of the 19 states participating in the 1816 presidential
election: 9 chose their Electors in the legislature, leaving 10 using popular
vote (7 utilizing a statewide "General Ticket", 3 electing Electors by
district).
The election of 1820 saw one-party government for the only
time in American History as the Federalist Party was in its death throes and
James Monroe's Democratic Republicans ruled the roost. Five new states had been
added since the last election: Alabama and Missouri had opted for legislative
choice of Electors, while Mississippi utilized "General Ticket" popular vote and
Illinois used popular vote by district; Maine used popular vote by district
with 2 Electors chosen at-large. But the trend was clear: Connecticut had
finally switched from legislative choice to "General Ticket"
popular vote and Massachusetts abandoned legislative choice once and for
all to adopt the same system its daughter State of Maine was
using. Clearly, the days were numbered for the use of legislative choice
to "appoint" Presidential Electors as America was now
well into the so-called "Era of Good Feelings" but, at the same time,
heading headlong toward the democratic upheaval eventually to become known
as the "Jacksonian Revolution". In all, 9 of 24 states were using legislative
choice of Presidential Electors- but 15 [!] were now using popular vote (6 by
district [in some form or fashion] and 9 via statewide "General
Ticket").
1824 saw Alabama, Indiana and Missouri switch to popular vote
for Electors (Alabama and Indiana by "General Ticket"; Missouri by district)
from legislative choice: only 6 states now chose Electors via the legislature.
Of the two popular vote options, statewide "General Ticket" was, by far, the
most popular (12 states [half the total number of states]- after Massachusetts
had switched to it as well). It is no accident that the 1824 Election is the
first for which popular vote returns for President become a staple of the
Appendices in most American History books! 1824, however, saw the Democratic
Republicans break into "factions" as four candidates-
from ostensibly the same Party- sought the White House.
On 9 February 1825, the Eighteenth Congress tabulated the
Electoral Vote and, after finding that John C. Calhoun of South Carolina had a
majority (182 of 261) of the votes cast by the Electors for Vice-President and
was thereby elected to that office, found that no one had gained a majority in
the Electoral College and- for only the second time- the House of
Representatives was now to be obliged to choose the new President. Under the
12th Amendment which had come into being as a result of the last time
the presidential election had been thrown into the House, the choice would
be between the highest three vote-getters (in order: first place Andrew Jackson
of Tennessee, runner-up John Quincy Adams of Massachusetts- the son of the
outgoing President the last time the House chose the President, with
William H. Crawford of Georgia [who had been nominated by "King Caucus", thereby
demonstrating the ineffectiveness of the Congressional Caucus by this time] as
the "show horse")... the "odd man out" among the four candidates was Henry Clay
of Kentucky.
Unlike in 1800, however, the House vote was over rather
quickly- only one ballot was necessary: Adams had the vote of 13 State
delegations to the House (Maine, New Hampshire, Massachusetts, Rhode Island,
Connecticut, Vermont, New York, Maryland, Ohio, Kentucky, Illinois, Missouri and
Louisiana), leaving Jackson with 7 states (New Jersey, Pennsylvania, South
Carolina, Tennessee, Alabama, Mississippi and Indiana) and Crawford with 4
states (Delaware, Virginia, North Carolina and Georgia). Clay had thrown
his support behind J.Q. Adams (amid cries of a foul "deal" by Jackson
supporters- made more believable when Clay became Adams' Secretary of State!)-
which was how Adams picked up Ohio, Kentucky and Missouri (which had all gone
for Clay in the Electoral College) to gain his majority of the States in the
House balloting.
The Democratic Republicans now basically consisted of two
warring factions: President Adams' (and Secretary Clay's) "National
Republicans", opposed by the "Jacksonian Democrats"- within a decade, these two
factions would become two new Political Parties: the Whigs and the Democrats,
respectively. 1828 was to be the "Jacksonian"s' revenge: however, Andrew
Jackson's cause was helped greatly by the tidal wave of "Jacksonian Revolution"
which swept the Electoral College. Georgia, Louisiana, New York and Vermont
abandoned the choosing of Electors by the legislature in favor of popular
vote- all but New York going to the statewide popular vote "General Ticket".
Only two States were still choosing Presidential Electors by legislature:
Delaware and South Carolina; Delaware would abandon legislative choice (in favor
of the "General Ticket") in time for the 1832 Election, while South Carolina
would stubbornly hold onto legislative choice until post-Civil War
Reconstruction in the late 1860's would finally force its hand. Thereafter,
legislative choice would only be used in special circumstances (time constraints
between admission of a State and an ensuing Presidential Election, for example-
as with Florida's readmission in 1868 and newly admitted Colorado in 1876- or a
divided result in the popular voting [in 1848, Massachusetts' legislature chose
the Electors as no slate of Electors had a majority in a three-way race between
Democrat, Whig and Free Soil: under state law at the time (since repealed), the
legislature would make the choice absent this required
majority]).
But the other factor during this time of "Jacksonian
Revolution" was the complete abandonment of electing Presidential
Electors by district as well: in 1824, six states (Illinois, Kentucky,
Maine, Maryland, Missouri and Tennessee) elected Electors by popular vote per
district. Four years later [1828], Illinois, Kentucky and Missouri had all
switched to "General Ticket": as noted above, New York had switched from
legislative choice to district popular vote (with 2 at-large Electors chosen by
the 34 Electors elected by district)- leaving four states with districted
popular vote. But Maine, New York and Tennessee went to "General Ticket" for
1832- leaving only Maryland still choosing Electors by district. And, by 1836,
Maryland itself had gone over to "General Ticket" choice of Presidential
Electors.
With the two newest States of Arkansas and Michigan adopting
"General Ticket" as well for the 1836 Election, all but South Carolina (the last
bastion of legislative choice, as noted above)- 25 of 26 states in all- were
"appointing" their Electors by statewide popular vote of the People of these
States. The roots of the present "winner-take-all" (that is, to the winner of a
statewide plurality goes the Electors) Electoral College system was well in
place by 1836. One can only wonder how different things would have been had that
original version of the 12th Amendment which had failed by Gouverneur Morris'
single vote in the Senate of being sent out to the States for ratification back
in 1802- and which had mandated "electoral districts"- had been adopted
instead!
1836 also saw the only time the Senate had to get directly
involved in the presidential (well... OK... in reality, VICE-presidential!)
election process. Under the 12th Amendment, the Senate would- voting as
individuals and not as States (and interesting difference from the procedure
used by the House when it has to choose the President!)- elect the Vice
President if no one had a majority of the Electoral Vote for Vice President. The
Democrats- once President Andrew Jackson had announced he would not seek a third
term- had nominated Jackson's second Vice President, Martin Van Buren, for
President and Richard Mentor Johnson of Kentucky for Vice
President.
Johnson was a tough old Indian fighter who had- or so legend
had it- singlehandedly killed the legendary (in his own right) Tecumseh at the
Battle of the Thames (interestingly, Johnson was- at the time of that battle-
under the command of William Henry Harrison, the leading Whig candidate for
President in that same 1836 election!). But frontiersman Johnson was also
known to cuss with impunity (at a time when public men cursing in front of
ladies or generally swearing with alacrity was still the moral equivalent of a
"Monica Lewinsky scandal"): worse yet (for his time- and particularly his State
of residence), he had taken an African-American woman to be his common-law wife!
In the Electoral College, Van Buren easily got the majority he needed to be
elected President (170 of the total 294 Electoral Votes) but the Van Buren state
of Virginia refused to vote for Johnson (its Democrat Electors casting their
votes for William Smith of Alabama instead), leaving Johnson- at 147 Electoral
Votes- exactly one Electoral Vote shy of the 148 needed to elect!
So, the election for Vice President was- for the first and
only time- thrown into the Senate: on 8 February 1837, after the Joint Session
of Congress had tabulated the Electoral Vote, the Senate retired to vote for
Vice President. Johnson was easily elected over leading Whig Vice Presidential
candidate Francis Granger of New York (the 12th Amendment mandating that the
Senate choose from the two highest vote-getters in the Electoral College),
33-16, in a vote that strictly followed party lines.
The next change in the Electoral College occurred with a
Federal statute that was passed by Congress and signed into law by President
John Tyler on 23 January 1845, requiring that the Presidential Electors be
chosen on the same day nationwide: the by now famous "Tuesday next after the
first Monday in November of the year in which they are to be appointed". This
provision first became effective for the Election of 1848 and, of course, is
still in force- which is why Americans will go to the polls on Tuesday 7
November 2000 during this particular presidential election cycle.
The presidential election of 1876- the infamous "Disputed
Election"- was to provide a severe test for the Electoral College system,
certainly as much a test of it as the Jefferson-Burr deadlock of 1800 had been.
The Electors were chosen (by popular vote in all states save the newest state of
Colorado, which was permitted to have its legislature choose its 3 Electors this
time only) on Tuesday 7 November 1876, per the 1845 timetable for actually
choosing Electors. Under the ancient and honorable schedule laid down back
in 1792, the Electors met in their respective States on Wednesday 6 December
1876 and cast their ballots for President and Vice-President. It was soon
apparent (the telegraph having greatly changed the rapidity of interstate
communications) that 20 of the 369 Electoral Votes were in dispute due to two
conflicting sets of returns being received by the President of the Senate
(Senator Thomas W. Ferry- a Republican from Michigan who was also Senate
President pro Tempore: Vice President Henry Wilson having passed away a
year earlier) from 4 states: Florida, Louisiana, Oregon and South Carolina. To
make matters worse, the Democrat candidate for President- Governor Samuel J.
Tilden of New York- led with 184 undisputed Electoral Votes (to 165 for the
Republican candidate- Governor Rutherford B. Hayes of Ohio), leaving Tilden one
vote shy of the 185 needed to elect! (It goes without saying- but I'll say it
anyway- that, given the 12th Amendment, the same problem affected the respective
Vice-Presidential hopefuls: Democrat former Senator Thomas A. Hendricks of
Indiana and Republican Congressman William A. Wheeler of New York; Hendricks
was, by definition, also- like his running mate Governor Tilden- one vote shy of
the majority needed to elect!!)
Under the 1792 schedule, the Electoral Votes would not be
opened and tabulated before a Joint Session of Congress until Wednesday 14
February 1877 and this would not leave enough time before the new Administration
(whosever it was to be!) was scheduled to take office on 4 March to resolve the
dispute. No one wanted a repeat of the political chicanery of 1800/1801 and-
with the Senate of the lame-duck 44th Congress (which would choose the Vice
President in case of a lack of a majority in the Electoral College) in the hands
of the Republicans and the House (which would choose the President in
the case of a lack of an Electoral Vote majority) in the hands of the Democrats-
the possibilities for such chicanery were much the more multiplied! Thus,
on 21 December 1876, anticipating these difficulties, the Senate
appointed a committee (per an earlier Resolution of that body) to meet with a
House committee appointed the next day (per an even earlier Resolution) to
discuss how best to handle what was a rather dicey situation, considering the
Nation had only lately readmitted three of the four disputed States (which had
been members of the Confederate States of America that had been the cause
of the Civil War and the subsequent Reconstruction then still ongoing in the
South).
As a result of these discussions, a bill was passed by both
houses and signed into law by President Ulysses S. Grant on 29 January 1877,
which created- for resolving that election only- a 15-member Electoral
Commission (5 members from the Democrat-controlled House of Representatives, 5
from the Republican-controlled Senate and 5 from the U.S. Supreme Court [4
Associate Justices (2 having been- before their appointment to the Court-
Democrats, the other 2 having been Republicans in the past) were specifically
named and they would subsequently pick a 5th Associate Justice, who- it was
presumed- would be the deciding vote in case of a tie among the other 14
"Commissioners"]). The next day, the two houses of Congress chose their allotted
"Commissioners"- the House choosing 3 Democrats and 2 Republicans (one of whom
was a future President- Congressman James A. Garfield of Ohio), the Senate
choosing 3 Republicans and 2 Democrats, while the 4 Supreme Court Justices chose
Associate Justice Joseph R. Bradley, a Republican (it was intended that
Associate Justice David Davis, a true political Independent, be the 5th Justice
on the Electoral Commission- but he was elected to the Senate from Illinois by a
Republican legislature [back then, Senators were not yet chosen by popular vote
but by the legislature of their State] just before the Commission was formed
[but AFTER the bill forming the Commission was drafted!... there is, as one
might suspect, a lot of interesting historical speculation about this little
factoid!]; this forced the 5th Justice to be a Republican, as the only two
former Democrats on the Supreme Court were already on the Commission!!).
The Electoral Commission Act had moved the date of the Joint
Session of Congress to tabulate the ballots- for that election only- up to
"the first Thursday in February" [1 February in 1877]. The Electoral Vote would
be counted alphabetically, rather than geographically as had hitherto been the
practice, and any Electoral Vote from a State to which there was objection from
any of the Senators and Representatives then assembled would be put aside and
submitted to the Electoral Commission. When the list of States was completed
(with the Electoral Vote tally at 184 for Tilden/Hendricks and 165 for
Hayes/Wheeler), the Joint Session adjourned and the Electoral Commission went
about its work, taking each disputed State in alphabetical order.
On 9 February 1877, the Commission voted 8-7 (strictly along
Party lines) to give Florida's 4 Electoral Votes to Hayes/Wheeler (now the count
was 184-169 in favor of Tilden/Hendricks). Identical votes gave Louisiana to
Hayes/Wheeler on 16 February and Oregon to Hayes/Wheeler on 23 February. The
last State to be considered was South Carolina with 7 Electoral Votes: the
Electoral Vote tally last stood at Tilden/Hendricks 184 to 178 for
Hayes/Wheeler; on 28 February, the Commission voted, once more by a vote of 8-7,
to give the Hayes/Wheeler ticket South Carolina's Electoral Votes. On 1 March
1877, the Electoral Commission formally announced the results of its work and
disbanded; the following day, the two houses of Congress met once more in Joint
Session to ratify these results and Rutherford B. Hayes was declared elected
President (the votes of the Electoral Commission had given him just the 185
needed to elect him!)- just in time for him to take office on 4
March!!
The Electoral Commission of 1876/1877 was clearly a failure in
the sense that it was obviously overtly partisan, but it was a success in that
it had provided a method of avoiding a messier consequence of the dispute within
the Electoral College. It did have two lasting effects: the entire United States
Code section dealing with presidential elections was recodified in 1878 (it was
felt that Congress had to assert that the Electoral Commission Act had been a
temporary expedient and had not been intended to repeal existing sections of the
relevant statutes: by repassing both the 1792 and 1845 language already on the
books, there could be no question that the Electoral Commission Act was no
longer in force) and Congress would never tabulate the Electoral Vote
geographically ever again: from now on, the opening, announcing,
counting and tabulating of state-by-state Electoral Vote in the
post-presidential election Joint Session would be alphabetical and this remains
true to this day!
The next change affecting the Electoral College came a decade
after the meeting of the Electoral Commission: on 3 February 1887, President
Grover Cleveland signed into law a bill changing the date of the meeting of the
Electors in their respective States to cast their votes for President and
Vice-President to the second Monday in January (instead of the first Wednesday
in December, as heretofore)- this was to give time for the States to
adjudge any dispute involving the Electoral Vote from that State (among the
other provisions of this 1887 Act are the following: the States may-
by law- provide for a method of settling disputes over who the Electors should
be BEFORE the Electors meet to cast their votes and the Governors of
the States are required to certify as to who the Electors are once they are
formally "appointed" [in current practice, the Electors are those chosen by the
Party whose presidential candidate won the plurality of the presidential vote in
that State (or, in Maine and Nebraska, the Congressional District as regards
Electors to be chosen by district), so that their "appointment" is
effective once the Secretary of the State officially certifies the results of
the State's (or Congressional District's) popular vote for President of the
United States]: if there is only one set of returns sent by a State, it is to be
accepted as the Electoral Vote of that State, but- in the case of two
or more sets of returns- if there is a question as to who has the lawful
authority to have settled a dispute involving Electors from a given State OR if
no determination was made by a given State re: a dispute involving that
State's Electors, the two houses of Congress are to vote
separately on the issue [upon an objection by at least one Senator and one
Congressman to the counting of that State's Electoral Vote during the Joint
Session]- if the Senate and the House agree in their separate votes, their
"concurrent" decision becomes the official determination of the Electoral Vote
from a disputed State, but- if they disagree in their separate votes-
then the Electors as certified by the Governor of the given State becomes
the official determination of who lawfully cast the Electoral Vote for
that State. The most interesting provisions of this 1887 Act was that
which stated that when the Joint Session of Congress for the purpose of counting
and tabulating the Electoral Vote would come- in alphabetical order-
to a disputed State to which objection was raised to the counting of that
State's Electoral Vote, the two houses would retire immediately to their
respective chambers and vote on the dispute right then and there and then
immediately return to a Joint Session which, technically, would not end until
the tabulation of the Electoral Vote was completed and the results announced!).
The primary purpose of the 1887 Act was to try and avoid having to go
through the whole Electoral Commission debacle of ten years before
by putting the onus on the States to avoid- wherever practicable- ever
having to send two or more sets of returns as happened in the 1876 Election
and setting up a more or less fail-safe procedure through which Congress
(without having to involve other branches of the government: especially the
Supreme Court!) could fairly adjudicate any dispute involving a State's
Electoral Vote. This 1887 Act- except for changes in the dates of some of the
elements of the presidential election process since- is still in force
today!
In 1934, as a consequence of the adoption of the 20th
Amendment to the Constitution (the so-called "Lame Duck Amendment" which moved
the date of inaugurating a newly elected President and Vice-President from
4 March after a presidential election up to 20 January [this first became
effective with the presidential term beginning in 1937] and the date of a
newly-elected Congress from 4 March up to 3 January) the year before, the dates
of the Electors' meeting in their respective States to cast their votes for
President and Vice-President and that of the Joint Session of Congress to
tabulate the Electoral Vote was changed once again. The Presidential Electors
would now cast their votes in their respective States on the first Monday after
the second Wednesday in December- this provision is still in force (and, thus,
the Electors will vote for President and Vice-President this year on Monday 18
December 2000); Congress would meet to open, announce, count and
tabulate the Electoral Vote on 6 January (unless that day be a Sunday,
whereupon they are to meet on 7 January).
The next change to affect the Electoral College occurred with
the adoption of the 23rd Amendment to the Constitution in 1961: this
Amendment allows the District of Columbia- even though it is not a State- to
cast a popular vote for President and Vice-President and have a number of
Electoral Votes counted by Congress on its behalf equal
to the number to which it would be entitled if it were a State but never more
than the Electoral Vote of the least populous State.
1969 saw two minor, yet somewhat interesting,
additions to the "Electoral College story": on 6 January, as the Electoral Vote
was being announced and tallied in Joint Session of Congress, the
provisions of the 1887 Act regarding the handling of objections
to the counting of a State's Electoral Vote were utilized for the first
time. When North Carolina's Electoral Vote was announced, a handful of
Senators- along with several Congressmen- from both parties objected to the
counting of the vote of one so-called "faithless Elector" who- unlike his
fellow Electors from that State- had voted for the American
Independent Party ticket of Alabama Governor George Wallace and Air Force
General Curtis LeMay instead of the winning Republican ticket of former
Vice President Richard Nixon and Governor Spiro Agnew of
Maryland which had carried the State. Pursuant to the
provisions of the 1887 Act, the two houses immediately retired to separately
vote on this issue; both "concurred" that the vote of the "faithless Elector"
should be counted as cast and then immediately returned to Joint Session to
complete the tabulation of the Electoral Vote and the announcement of the
result.
Also in 1969, Maine became the first state in nearly 80
years to authorize the popular election of at least
some Presidential Electors by district (Michigan had done so for the 1892
Election but this provision was repealed in time for the 1896 Election, at which
time Michigan returned to the statewide popular vote system of allocating
Electors): effective with the 1972 Election, Maine would elect two Electors at
large and one Elector from each of the State's Congressional Districts. Nebraska
would follow suit with a similar law effective with the 1996 Election. However,
as of this writing, neither Maine nor Nebraska has ever failed to cast its
entire Electoral Vote for the statewide winner- despite these
districting provisions, showing that allocating the Electoral Vote by district
is an empty gesture unless it is done by a large State in population (and no
large State has an incentive to so water down its influence on the outcome of
the presidential election by so dividing its significant Electoral
Vote!)
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